Section: ANNALS
OF CULTURE THE MEASURE OF
AMERICA
How a rebel anthropologist waged war on racism.
Along with the Ferris wheel, the hamburger,
Cracker Jack, Aunt Jemima, the zipper, Juicy Fruit, and the vertical
file, the word "anthropology" was introduced to a vast number of
Americans at the World's Columbian Exposition in Chicago. Marking
the four-hundredth anniversary of Columbus's discovery of
America--and opening just a little late, in May 1893, owing to the
amount of construction required to turn a marshy wasteland on Lake
Michigan into a neoclassical "White City," as the fair was
called--the six-month celebration put on display all that the nation
had achieved and still hoped to become. Here proud Americans could
view the table on which the Declaration of Independence had been
signed, the manuscript of Abraham Lincoln's inaugural address, and
two full-scale replicas of the Liberty Bell--one executed entirely
in grain, the other in oranges. As for the future, the fair was
ablaze with work-reducing inventions, from the electric kitchen to
the electric chair. But the most important promise of an American
utopia was the extraordinary assembly of peoples. American Indians
and native Africans, Germans, Egyptians, and Labrador Eskimos were
just a few of those invited to take part in nearly a hundred "riving
exhibits"--whole villages were imported and exactingly rebuilt--with
the purpose of expanding American minds: "broadening, opening,
fighting up dark comers," a contemporary magazine expounded,
"bringing them in sympathy with their fellow men."
No one was more devoted to this goal than a
young anthropologist named Franz Boas, who had emigrated from
Germany ten years before, staunch in the belief that America was
"politically an ideal country." Enthralled by the collections of the
American Museum of Natural History, in New York, he had made his
field of study the Indians of the Northwest Coast--the artistically
accomplished Haida, Kwakiutl, and Bella Coola tribes--and, in the
days leading up to the fair's triumphal opening, he was busy
supplying the final timbers for a pair of houses in which a Kwakiutl
group would live, on the bank of a pond outside a small pavilion
marked "Anthropology." Inside was a spectacular array of masks and
decorated tools, which Boas had spent two years assembling. His
expectations for impressing visitors derived less from the works'
richly painted surfaces, however, than from their intellectual and
imaginative content--what he described as the "wealth of thought"
that was clearly visible if only people learned to look. The Indians
had been asked to perform the rituals that would enable viewers to
perceive this wealth, and had been assured that at the fair they
would receive the respect that was their due, even if it had been no
part of their experience in the old, demonstrably un-utopian New
World.
In fact, the wretched history of Indian life
in nineteenth-century America had long been justified by the claims
of anthropology, a field that originated during debates over slavery
and the right of settlers to seize the natives' lands, and
patriotically embraced such practices as part of the natural racial
order. The chief means of establishing the racial order was to
measure skulls--both the conveniently empty craniums acquired
through a thriving graveyard market and the more resistant living
models. Anthropologists presented their findings as objective
science: elaborate measuring techniques yielded columns of figures
that inevitably placed white intelligence at the top of the scale,
red and yellow capacities farther down, and blacks at the wholly
uncivilizable bottom. It was no coincidence that this science
faithfully mirrored popular opinion: published studies were so open
in their manipulation of evidence--a higher proportion of male
skulls, for example, were employed when larger dimensions were
desired--that they appear to have been not conscious attempts at
deception but unwitting examples of delusion.
The effects of such studies, however, were
painfully real. At mid-century, the anthropologist Samuel Morton
asserted that whites and Negroes belonged to different species,
while another anthropologist, Josiah Nott, popularized the view that
slavery saved Negroes from reverting to their original barbaric
state: these authoritative voices resounded in the Supreme Court's
Dred Scott decision, of 1857, in which Chief Justice Roger Taney
resolved that "the Negro might justly and lawfully be reduced to
slavery for his benefit." After Emancipation, theories of separate
racial evolutions fuelled the case for black disenfranchisement,
right up to the passing of the first Jim Crow laws, around the time
of the Chicago fair.
Franz Boas had come of age in a far more
liberal scientific tradition. In the first half of the century, the
great German natural scientist Alexander von Humboldt had dismissed
all hierarchical notions of race. Although the frenzy for measuring
skulls later tore through Germany, a professor of medicine named
Rudolf Virchow--Boas's most revered teacher--prevented racial
prejudice from gaining "scientific" support by strictly controlling
the country's anthropological institutions. Boas himself was
convinced by his early field work that the accepted view of
"primitive" cultures was wrong. In his first substantive article in
America, he demolished the standard claim that Indian and Eskimo
speakers used different sounds for the same word at different times,
and showed that the purported vagueness of "primitive" speech was
actually a characteristic of the primitive ears of anthropologists,
who transcribed differing approximations of what they heard at
different times. The full implications of this change in
thinking--how many assumptions about "primitive" faculties depended
on flaws in "civilized" perception? --were left unstated. Boas kept
his scope narrow and his tone mild: he demonstrated how easily such
confusion occurred through mistakes in his own notes.
Boas was not by nature a timid soul. Small
in stature but formidably intense, he had a shock of dark hair like
an eagle's crest and a face slashed with mysterious scars. (People
whispered of early duels.) But he was also a young man desperate for
work in a country where scarcely more than half a dozen institutions
regularly employed an anthropologist. There were plans now for a new
museum in Chicago, to be built from the collections amassed for the
fair. Boas had moved his family west from New York City; he had
invested everything in study and preparation. His future, no less
than that of the Indians, was staked on the lessons that he and the
fair were going to teach America.
As it turned out, the Chicago fair was a
colossal freak show--a racist phantasmagoria, with commercial
interests under the guise of "anthropology" catering to every cheap
and lurid prejudice. Boas's Indians could hardly compete for
attention with the Egyptian belly dancers and battling Bedouins of
the thronging Midway. Native African villagers from
Dahomey--bare-breasted and reportedly cannibalistic--were
continually invoked in the press as evidence of the American Negro's
savage nature, a judgment given credence by the Smithsonian
Institution's display about racial evolution, which was mounted in
the United States pavilion. Few African-Americans had been asked to
take part in their country's exhibits, but on the fairgrounds two
eloquent Negro voices were raised. The venerable Frederick Douglass,
aged seventy-six, disputed the so-called "Negro Problem" from the
Haitian pavilion, proclaiming that Americans' real problem was
whether they could "live up to their own Constitution." And the
crusader Ida B. Wells distributed ten thousand copies of a pamphlet
about the increasingly common American ritual of lynching--there had
been two hundred and forty-one victims in 1892--which included
graphic accounts of horrors committed even while the nation was
celebrating the peace and harmony of the White City.
Boas worked at the fair until it closed its
gates, and then, after passing a brutal winter in Chicago, he was
turned down for the hoped-for museum job, and also for a job at the
University of Chicago, with the comment that he did not "take
direction" well. Still, his experiences seem to have offered him
something valuable: a wider view of America, which, back in New York
in the summer of 1894, he put into a speech before the American
Association for the Advancement of Science. In carefully practiced
English, and with the same regard for detailed proof that he had
shown in his earlier work, Boas stood up and informed the gathered
dignitaries that their anthropology amounted to nothing more than a
political justification of the suppression of the American
Negro.
Ticking off every standard "scientific"
claim of black inferiority, Boas demonstrated either its falseness
or its dependence on the Negro's history of privation. "Eminent
men," he pointed out, "represent a much better nourished class." In
failing to take history into account, scientists had confused cause
with effect: the plight of the American Negro was the product of
racism, not its source. Given the facts of colonialism in Africa,
slavery in America, and, above all, the burden that every American
Negro continued to bear--"The old race feeling of the inferiority of
the colored race is as potent as ever and is a formidable obstacle
to its advance"--it was impossible for scientists to infer a lack of
inherent ability from the Negroes' current status: "We might rather
wonder how much has been accomplished in a short period against
heavy odds." The speech, as coolly argued as it was heartfelt,
marked a turning point in Boas's thinking and, eventually, in the
country's thinking about race.
Change was, of course, a long time coming,
and Boas's early efforts seemed to do no more than incite the
opposition. The august president of the American Association for the
Advancement of Science, Daniel G. Brinton--the author of a textbook
that placed the African Negro "midway between the Orangutang and the
European white"--responded at the next annual meeting, denying that
the differences between the races were a result "merely of
opportunities and externalities," and insisting that some human
stocks were "constitutionally recreant to the codes of
civilization." The practical aim of anthropology in providing such
knowledge, he concluded, was to lend "a positive basis for
legislation, politics, and education as applied to a given ethnic
group." Brinton's speech was published in Popular Science Monthly in
November, 1895, six months before the Supreme Court's decision in
Plessy v. Ferguson established "separate but equal" as the law of
the land.
Boas knew that he required an institutional
base--such as his German mentors had--where the forces of change
might be nourished and grow. He had given up on such a possibility
when, unexpectedly, he found himself with two: by 1896, anthropology
had become so newsworthy that the American Museum of Natural History
decided it needed a permanent curator, and Columbia College set out
to establish a department. Boas took on positions with both, forming
a triangular bond that eventually provoked not only pride and
accomplishment but also fury and dissent, as, through the decades,
he fought for the recognition of Indian and African cultures, for
keeping the doors at Ellis Island open, and for civil rights: the
Supreme Court decision in Brown v. Board of Education, which in 1954
swept away more than a century of racist law, is impossible to
imagine without his influence. Such consuming rights were not what
Boas had intended in coming here--he had thought that the country
might save him--but, given his background and his beliefs, he had no
choice but to spend his life making a reality of American
ideals.
Growing up in the small Prussian city of
Minden, Boas practiced eating foods he didn't like "in order to
accustom myself to deprivations in Africa," and eating no food at
all to prepare for the rigors of Arctic travel. He pointed to
certain beloved books as the source of his keen explorer's urge:
Humboldt's "Cosmos" and, his favorite, "Robinson Crusoe." As for his
egalitarian politics, Boas spoke of his origins in a German home "in
which the ideals of the revolution of 1848 were a living force." But
ideological friends and foes alike have suggested a deeper source
both for Boas's longings to escape and for his stalwart liberalism:
his enlightened German home was Jewish, and he was born in 1858, ten
years after the democratic revolution failed, when the freedoms that
had been gained by German Jews were being violently stripped
away.
"I am and remain an unregenerate idealist,"
Boas wrote to his older sister decades later, "and for that you and
I have our mother to thank." Their mother, Sophie Meyer, and her
younger sister Fanny had been swept into the turmoil of 1848 by a
medical student named Abraham Jacobi, a member of the illegal
Communist League; when, in 1851, Jacobi was arrested for treason, he
was carrying letters from both sisters. He spent two years in
prison, during which Sophie married the gentle and dependable Meier
Boas; she was expecting her second child when Jacobi was suddenly
released and fled the count, visiting Marx in London and Engels in
Manchester before settling in New York, where he married another
recent émigré, Sophie's sister Fanny. In the following years, "Uncle
Jacobi" in the thrillingly distant and nearly mythical country
became a crucial figure for young Franz Uri Boas, Sophie and Meier's
only son--they had three girls--to survive past infancy. He was a
sickly child, and seashore visits that were intended to improve his
health provoked a scientific curiosity that made him drive his frail
frame harder; with great excitement, he wrote to Uncle Jacobi about
his studies of tides and fossils and about how he had run for hours
in the snow and rain to be ready "for America."
And what of the country he was running from?
Meier and Sophie considered themselves to be freethinkers, but they
were also good Germans who had adopted Christmas as a kind of
gift-giving national holiday while continuing to observe Jewish
rituals out of family loyalty Despite worshipping Schiller and other
Enlightenment heroes, Franz appears to have been tormented by
attendance at the local Protestant Gymnasium, where he was steeped
in Western Kultur--devastating headaches kept him out of school for
months at a time--but he was no more content with instruction from a
local rabbi, which led to his "confirmation" at thirteen. A sense of
unease within each community, a questioning of whether he could
attain the full intellectual and aesthetic cultivation that the
Germans call Bildung," these dilemmas seem to have brought a great
deal of pain into his head. A letter he wrote to his older sister
around the time of his confirmation recounts with shock that someone
had pointed to him in a shop and remarked, "Jewish faces are hard to
tell apart." But the shock suggests that overt anti-Semitism had not
contributed much to the pain, yet.
It was at university that he learned to
duel. He arrived at the University of Heidelberg in 1877, and had
won his first scars by the end of a single term, fighting over a
complaint of loud piano playing in his room. (He happily swore that
his opponents' scars were worse.) Pursuing studies in physics, he
moved to the University of Bonn, where, defying his father's
request, he joined a fraternity--duels, fought with sabres, were de
rigueur for fraternity members--and avenged a variety of insults. If
Boas seems to have been spoiling for a right, by the time he arrived
at the University of Kiel, in 1879, the insults had become
deliberate, and virulent, and focussed on his being a Jew.
That fall, as the country reached the depths
of an economic recession, a struggling politician named Adolf
Stöcker delivered a speech against "modern Jewry" to the Prussian
state parliament--the first direct appeal to German voters on an
anti-Semitic platform--and hit a thunderingly responsive chord;
during the next two years, a national petition demanding quotas for
Jews in the judiciary and in university teaching gathered hundreds
of thousands of signatures. At Kiel, there were anti-Semitic
meetings and an anti-Semitic students' petition--in opposition to
which Boas and a friend, with great bravado, gathered signatures on
a petition of their own. Coming home after completing his doctorate
in physics in the spring of 1881, Franz informed his parents that he
would again be sporting "a few cuts, one even on the nose!... With
the damned Jew baiters this winter, one could not survive without
quarrel and fighting."
It was Rudolf Virchow who made sure that the
"damned Jew baiters" did not sweep away more in their path. A
professor at the University of Berlin, and a Progressive Party
leader who had twice defeated Stöcker for a seat in the Reichstag,
Virchow became Boas's lifelong model of the scientist as social
conscience. Boas first approached him seeking instruction in
"physical anthropology": the techniques of measuring the body and,
in particular, the skull, which served as the foundation of American
racial science. It is evidence of just how easily manipulated these
techniques were that Virchow used his results to argue for human
adaptability--on the model of the body's cells' being continually
renewed--and so for a broadly democratic body politic.
The young physicist's goals were veering
from what people knew to how they knew it. At twenty-three, Boas
informed Uncle Jacobi that he had discovered his professional
objective: to study "the relation between the life of a people and
their physical environment"--that is, the effects of what Boas would
eventually teach us to call "culture" on what he then, more than a
decade before Freud entered the field, called "the psychic life." He
was not proposing to discover why little German Jewish boys were
plagued with headaches or why they grew up to have faces slashed
with scars. This was too complex and much too dose. He had decided
to start with the simplest environment that he could find and, at
the same time, sail off into a boyhood dream: he was going to live
with the Eskimos.
With little money and no academic backing,
Boas persuaded the German Polar Commission to send him on an
expedition to map the frozen expanse of Baffin Island, as part of
the German contribution to the First International Polar Year. And,
in a sudden rush before sailing, in the spring of 1883, he persuaded
Marie Krackowizer, the twenty-two-year-old daughter of another
revolutionary "Forty-eighter," to agree to become his wife; among
his sparse Arctic gear he carried an Imperial flag emblazoned with
"Marie."
Although Boas eventually published many
studies of Eskimo life, the essential insight that informs all his
work appears in a letter addressed to this exceedingly patient young
woman--the expedition lasted more than a year--which he wrote after
a catastrophic excursion had left his small group wandering
half-frozen for twenty-six hours. Safe at last in a warm igloo, and
gratefully eating raw seal liver among men who, he noted, always
scrupulously shared what food they had, Boas reflected on the "real
meaning" of his expedition: "I often ask myself what advantages our
'good society' possesses over that of the 'savages,' and find, the
more I see of their customs, that we have no right to look down on
them. Where among our people could you find such true hospitality?"
This epiphany--a confirmation, he wrote, of what he had always
suspected--seems to have explained and perhaps assuaged the painful
lack of civility he had experienced among those who set the
standards of his own civilization. "The idea of a 'cultured'
individual is merely relative," he continued: this was an
observation that echoed down the next century. "The evil as well as
the value of a person lies in Herzenbildung"--that is, the
cultivation of the heart--"which I find or find lacking here just as
much as among us."
Finally, the time arrived to rejoin Marie,
whose father, an Austrian Catholic freethinking physician, had
emigrated to America years before, and was now a good friend of
Uncle Jacobi's. Marie, whom Boas had met while their families
vacationed together in Germany, had long since gone home. His
ruminative letters were aimed at New York City, and so was the ship
he boarded once his work was done, prepared to exchange Baffin
Island for Manhattan island--one boyhood fantasy for another.
Disembarking in the fall of 1884, Boas
entered the embrace of a ready-made family: a transplanted
German-Austrian Jewish-Catholic altogether reform-minded group who
were determined that the New World's democratic revolution would not
fail--even if the promised land needed a great deal of work Health
conditions in the tenements, for example, were notoriously bad;
Uncle Jacobi--Dr. Abraham Jacobi, for whom a Bronx hospital was
later named--had opened the first children's clinic in the country.
His friend Carl Schurz, another fire-breathing Forty-eighter, had
been a campaign organizer for Abraham Lincoln and was now a
determinedly pro-union journalist; a younger member of their circle,
Felix Adler, had reinvented German Judaism as the Society for
Ethical Culture, where prayer was replaced with campaigns for
low-income housing and against child labor. For Franz Boas, there
was one institution where a young anthropologist might similarly
join his knowledge to his ideals, although no one yet suspected that
it needed him as much as he needed it.
The American Museum of Natural History was
the city's first great public institution, and it has reflected New
York's contradictory spirit ever since President Grant laid the
cornerstone, with a trowel from Tiffany's that was stolen as soon as
he put it down. The auspicious event took place in 1874, five years
after a group of city elders, spurred by Albert Bickmore, an
ambitious renegade from Harvard's Museum of Comparative Zoology,
agreed that New York ought not to lack anything that a mere
provincial center like Boston had. The museum charter was approved
in the Roosevelt family parlor, on East Twentieth Street, when
Teddy, Jr., was eleven; the future President soon made his first
donation of one bat, twelve mice, a turtle, a squirrel skull, and
four bird eggs. So many other judiciously chosen bugs and shells
were soon pouting in from local enthusiasts, and so many fine
collections of stuffed and bottled beasts were purchased by
Bickmore, as director, that the museum overflowed its original
quarters, in the Central Park Arsenal, before it had fully moved
in.
In the very first weeks, thousands of
visitors packed the galleries, and exhibitions were quickly renewed
to keep the crowds coming back Unlike its Boston prototype, whose
collections were largely reserved for the use of Harvard students,
New York's museum was a chartered educational organization, with a
civic mission: to help the city's toiling, tenement-dwelling,
trowel-filching denizens escape the corrupting influences of city
life and become civilized through an exposure to nature.
Nonetheless, the trustees spent every cent of their money according
to their personal desires and their sometimes quirky conception of
the common good. Donated treasures like a life-sized tableau of "a
lion attacking an Arab on a camel" might make Bickmore grumble about
a "stuffed circus" (P. T. Barnum himself contributed a stuffed
baboon), but he was stuck with what he got.
The museum's move to a new, Victorian
extravaganza of a building in the unpopulated reaches of West
Seventy-seventh Street--nearly a mile north of the El train--turned
success into an empty, echoing mistake. In 1880, a devoted trustee
named Morris K. Jesup was asked to cut expenses, but he decided
instead that vastly more money should be spent;, and after being
elected president of the museum, in 1881, he pitched in more than
half a million dollars of his own. Jesup was a Gilded Age hero: a
self-made man who had left school at twelve and amassed a fortune in
railroad securities but who longed for the education and, it seems,
the childhood he had missed--one of the lost boys in suits who
helped the museum grow up. His tenure lasted a quarter of a century,
during which he hired the best scientists--Joel Asaph Allen in
ornithology, Henry Fairfield Osborn in vertebrate paleontology, Boas
in anthropology--but also painters, sculptors, and taxidermists, who
conspired to offer serious knowledge with Barnum-style flair.
For Jesup, the most exciting areas of
exploration were paleontology and anthropology: dinosaurs and men.
Here were still discoveries to be made, theories to be proved, and
spectacular exhibitions to be mounted. Although the first dinosaur
remains had been unearthed in 1818, the creatures had little impact
on the American imagination until, in the eighteen-nineties, a
museum artisan invented a method for boring into the fossils'
fragile cores, so that whole skeletons could be displayed in
dramatic poses. To further excite the viewer's imagination, Osborn,
a brilliant curatorial impresario, surrounded the skeletons with
murals of living dinosaurs lumbering about the earth--images that
were so widely reproduced that by the turn of the century the
fantastical dragons had become as much a part of American childhood
as baseball or cowboys and Indians.
Indians, viewed as part of the continent's
natural history, were the museum's other legendary residents. It was
not the tribes of the plains or the Southwest whose arts and tools
were admired and eagerly collected, however--in the museum's early
years, the Sioux, the Cheyenne, and the Navajo still presented too
much of a living, landowning threat--but the tribes of the Northwest
Coast, from British Columbia to Alaska. These rich, long-stable
societies had struck even eighteenth-century Europeans of small
racial sympathy with the "natural genius" of their creative work; a
century later, when disease and legal strictures had taken a
formidable toll, the best ethnological museums in the world were
competing for their dying arts. Albert Bickmore had felt the
importance of "salvaging" pieces of Northwest Indian art as early as
1880, and hundreds of masks, blankets, house posts, headdresses,
rattles, and spoons were transferred from the Northwest Coast to New
York City. In 1883, the Times celebrated the arrival of an enormous,
thirty-man Haida canoe, hollowed from a single cedar tree and richly
painted, prow and stem. It was suspended from the ceiling of a
second-story gallery, where the ferocious animal decorating its bow
glared hypnotically at viewers of the nearby anthropological
cases--including, the following year, Franz Boas.
"I think every day about the museum and
again about the museum," Boas wrote to Marie during his first stay
among the Northwest tribes: a three-month trip, financed by Uncle
Jacobi in 1886, that provided him with outstanding expertise in his
newly chosen field. Yet for nearly a decade he remained an
anthropological nomad, picking up whatever work he could: writing
news summaries for the magazine Science--a stint that lasted long
enough for him to marry Marie, in 1887--travelling to Vancouver or
Berlin for short-term projects, teaching at Clark University, in
Massachusetts, and finally making his way to the Chicago fair. He
had become a published authority on a range of subjects--Indian
linguistics, mythology, art--but, even so, when Jesup approached,
Boas was not his first choice: at thirty-seven, he was considered
too young and, doubtless, too much of an upstart. Jesup's offer
depended on sharing the burden of Boas's salary with Columbia, and
the dual appointment was confirmed only when a mysterious donation
toward his salary was pledged. (This was one debt to Uncle Jacobi
that his nephew never learned of.)
Boas began work at the American Museum of
Natural History in 1896, a year of straitened finances for the city
and, as it turned out, no funds at all for the museum's department
of anthropology. The collection was already so large, as Jesup saw
it, that nothing was needed except well-labelled displays. This did
not bode well for Boas in his new position: unlike Jesup, he was a
believer in "steady empirical work"--field work, omnivorous
collecting, details--and claimed to distrust theories. But within a
year he had initiated a project that Jesup called "the greatest
thing ever undertaken by any museum"--a theory of national
importance to prove.
Jesup described it in the museum's annual
report as "the theory that America was populated by migratory tribes
from the Asiatic continent"--that the Bering Strait was once a land
bridge, by which an Asian people later known as "American Indians"
had entered the New World. The fact is now well accepted, and Boas
had no doubts about it at the time. But what an impetus the inquiry
provided, what adventures, and what bounty! For five years, the
anthropologists, archeologists, and linguists of the Jesup
Expedition fanned out over an area that extended from northwestern
America to northeastern Russia. And from the moment the first New
Yorkers (including Boas) arrived in British Columbia, in 1897, until
the last hired Russians left Yakutsk, in 1902, they accumulated
enormous knowledge about a multitude of cultures that were destined
to vanish from the earth. In addition, they accumulated thousands of
objects--huge totem poles were shipped to New York on special
flatcars--and Boas wrote the first volume of the planned expedition
series, on "Facial Paintings of the Indians of Northern British
Columbia."
Trouble began when the rest of the volumes
came due. It was to be expected that reports from outer Siberia
should take time in getting written (some took thirty years). It was
not expected that Boas would refuse to write a volume summarizing
the results of these fantastically expensive voyages, or to provide
an answer to the theoretical question he had posed. Like some
anthropological Leonardo, he was obsessed with learning and entirely
uninterested in setting his knowledge into finished form. Jesup was
furious, and the venture that bears his name has reasonably been
judged a failure. When it was over, there was a mass of information
but no new understanding of just what the links were between the
languages and myths and physiognomies of the peoples who were
partitioned when glaciers melted into a sea.
But the maligned expedition led to a
singular triumph: the museum's Hall of Northwest Coast Indians,
which opened in 1899, and in which revolutionary scholarship was
embellished with a touch of the German Romantic poet. Boas's notion
of the hall was based on the Dresden Museum's display of the Sistine
Madonna: deep shadows and a nearly religious sense of mystery.
Plaster mannequins were used to suggest life and scale, and to
provide displays of face painting, cooking, and weaving. The
collection's most extraordinary objects required no aid in being
brought to life: the fierce ceremonial masks with their glowering
eyes set the place ablaze--as they still do--with the indignant
energy of captive spirits.
It was Boas's organization of his treasures
that caused a stir. Traditional exhibits grouped artifacts according
to type--baskets, utensils, musical instruments--and in fines of
development from simple to complex. Boas had announced his
opposition to such displays: to understand what an object meant, the
viewer must see it as its creators saw it, not in a pattern imposed
by outsiders. His plan accorded each tribe an exhibition area of its
own. As always with Boas, details concealed a broader argument: in
this case, against seeing human culture in evolutionary terms,
rising from the "primitive" to a summit on which the inventors of
the evolutionary scheme inevitably perched. Boas liked to point out
how recent most civilizations were and how time had revealed
"innate" abilities: what would ancient Egyptians have said about
prospects for the backward white race? The exhibition was filled
with small rebellions--the display of face painting showed that
Indian artists freely used both "primitive" (geometric) and
"advanced" (realistic) styles--and it was meant to reshape the
visitor's idea of culture itself.
It was hard enough to reshape the ideas of
the trustees. Jesup complained that he could not make head or tail
out of the Northwest Coast Hall, and that Boas was far too
preoccupied with research. After 1902, with the expedition
completed, Boas began complaining, too: museum displays could not
reflect the historical and psychological dimensions that were
essential to anthropology; besides, his requests for funds--he had
proposed a huge "vanishing tribes" expedition to the American
West--were being denied. While the conflict brewed, Boas's work at
Columbia brought him the increasing satisfactions of independence
and the admiration of students who were eager to have their ideas
reshaped. The blowup with the museum came in 1905, when a collection
of Peruvian artifacts was installed according to the old
evolutionary scheme, flouting Boas's principles right under his
nose. He made an appeal to Jesup, arguing that the museum's greatest
duty was to demonstrate "that our people are not the only carriers
of civilization." But within weeks he angrily resigned, citing
"fundamental differences of opinion." When Boas departed, he left
behind what even his rivals identified as one of the greatest
anthropology departments in the world; and he had raised questions,
at least, regarding what the museum should teach its visitors about
the family of man. In a dry where more than two million immigrants
arrived during the first two decades of the century, the answers
were urgent.
The year Boas assumed his job at the museum,
the Supreme Court's "separate but equal" ruling ushered in a wave of
segregated schools, hospitals, rest rooms, park benches, and
railroad cars across the country; the year he quit, a visiting Pygmy
from the Belgian Congo was displayed for weeks in a cage in the
primate house of the Bronx Zoo. Boas returned to the real world with
a pressing sense of the need for justice, and with a profound
frustration at the science available for its pursuit. In May, 1906,
at the request of W. E. B. Du Bois, he addressed the Negro student
body of Atlanta University. Du Bois had asked him to speak on "the
African physique," but Boas worried that he did not have evidence
for the desired "new approach" to the physiology of race--all he
could certainly prove was that the bigots had no evidence,
either.
He spoke, instead, on the history of
pre-colonial African civilizations, referring to German scholarship
on iron production and political organization and Benin bronzes. He
compared the position of Negroes in America to that of Jews in
Europe, and advised the students to take hope in what African people
had accomplished before they were enslaved. "Impartial scientific
inquiry tells you to take up your work among your race with
undaunted courage," he assured them--although he could rite no
studies to support his claim. The same year, Boas tried to raise
funds for an African Museum, and for a nationwide study of the
American Negro. Failing in both efforts, he set out to produce the
necessary evidence for a new approach himself.
In 1908, Boas persuaded members of a
congressional commission studying immigration that he could
determine once and for all whether assimilation worked to produce
desirable citizens. He had already published a critique of America's
preferred system of measuring human craniums, reporting that the
revered "cephalic index"--a number derived from the skull's width in
relation to its length, and considered an infallible sign of ethnic
identity--was so easily altered by extraneous factors (a person's
height, for example) and so inconsistently applicable to different
groups that it often did not "express any important anatomic
relation" at all. No one appeared to take this view into account,
however, when Boas proposed to measure some heads himself. For the
next three years, he and a team of assistants measured nearly
eighteen thousand recent immigrants and their children; the results,
announced in 1911, were a shock to all. The cephalic index of the
American-born children of every group--Southern Italians, East
European Jews, Hungarians, Poles--had altered from established
figures by a miraculous millimetre or two in length or width; the
longer the parents had been in this count, the greater the
difference, while European-born children of the same families showed
no comparable change.
Just three years after the phrase "the
Melting Pot" had been affixed to the city by the playwright Israel
Zangwill, Boas proved that the most feared of the foreign hordes
were adapting toward a new physical type that might one day be known
simply as "American." Boas himself drew no such radical conclusions;
he simply provided the numbers that allowed others to do so and
suggested that "when these features of the body change, the whole
bodily and mental make-up of the immigrant may change." He did not
venture any reasons for the changes, although in the excitement of
his announcement it seemed that everyone else was wondering: Could
it be the nutrition? The air? Democracy?
Boas, of course, had a shining example of
the powers of assimilation always before him. For all his worldly
causes, he was a devoted family man: thick stacks of loving letters
to and from his children--there were five in all--fill the Boas
archive of the American Philosophical Society. The children spoke
German and English, practiced no religion, and were unconditionally
American: in one letter to his older brother Ernst, then serving as
a U.S. Army doctor, fifteen-year-old Heinrich insists on being
called Henry, rebels against short pants, and rhapsodizes over the
jokes in "Huckleberry Finn." Boas himself belonged to no religious
organization--Ernst reported that his father objected even to his
joining the Society for Ethical Culture--but was a founding member
of the Germanistic Society of America. Several scholars have
questioned whether his assimilationist ideals were a product of his
ambivalent identity as a Jew; others (perhaps less scholarly) have
asked whether his ideals were not merely a front for Jewish
advancement (approximately one-third of those measured in his survey
were of "Hebrew" origin). Near the end of his life, Boas observed
that "my ideals have developed because I am what I am and have lived
where I have lived." But, however personal the origins of his
thinking, his intellectual program was based on an unswerving German
Enlightenment belief (and was there anything that more clearly
marked him as a German Jew?) in the common humanity of all.
There were no Indians or Negroes included in
the immigration survey, for obvious reasons. But, the same year,
rounding off a sweeping attack, Boas published a "Handbook of
American Indian Languages" and a volume of lectures titled "The Mind
of Primitive Man," both of which mixed arcane anthropology with
ideological dynamite. In the first systematic study of Indian
grammars ever written, Boas refuted prevailing claims that
"primitive languages" lacked the means for abstract thought; the
minds that produced these languages were no different from our own.
The even more incendiary lectures began with his speech of 1894, and
went on to examine current racial theories, concluding, "There is
every reason to believe that the negro, when given facility and
opportunity, will be perfectly able to fulfill the duties of
citizenship as well as his white neighbor." As in Atlanta, Boas saw
the Negro's social plight as related to that of Jews and other "so
called 'lower' types," whom many Americans feared were creating a
"mongrel" nation. He argued that, biologically speaking,
mongrelization served a nation well: the populations of Germany,
Italy, and Britain were demonstrably mixed. All races could
contribute to human progress "if we are only willing to give them a
fair opportunity."
There were many who were not so willing, at
least not on American soil, and they were not all necessarily
villains. Unionists feared an influx of scab labor; guardians of the
separation of church and state feared the new masses' old-fashioned
religious ties. But there were also those who deliberately
exacerbated every fear and prejudice. The most virulent attack on
"the Boas propaganda" appeared in 1916 in a volume designed by its
author, Madison Grant, to rouse Americans "to the overwhelming
importance of race and to the folly of the 'Melting Pot' theory"
Grant was a founding member of the New York Zoological Society--and
the man responsible for the Pygmy being locked up in the zoo--who
had extended a passion for preserving bison and caribou into a mania
for preserving the "Nordic race." A wealthy lawyer with no
scientific training, he reacted to Boas's immigration study with
angry letters to politicians ("Dr. Boas, himself a Jew, in this
matter represents a large body of Jewish immigrants") before hitting
on the idea of a book addressed to an entire nation.
"The Passing of the Great Race" is
essentially one long apocalyptic warning: "The immigrant laborers
are now breeding out their masters and killing by filth and by
crowding as effectively as by the sword." Grant was soon the
recognized "high priest" of American racism, as Gunnar Myrdal later
called him: our Count Gobineau, our Houston Stewart Chamberlain, and
as instrumental in the formation of Nazi ideology as either of these
more sinister figures. (Grant's family destroyed his papers after
his death, but he is reported to have displayed a letter from Hitler
that referred to his book as "my Bible.") In America, Grant's
assertions were widely taken for scientific fact, because his book
carried the stamp of approval of the American Museum of Natural
History.
Grant had become a museum trustee thanks to
his good friend Henry Fairfield Osborn, the curator of paleontology,
who was appointed president of the board in 1908, after Jesup's
death. Osborn's inauguration took place in the library of his uncle,
J. P. Morgan, and the splendor of his relations lent his scholarship
an added glow. To Osborn, this was his proper due: a tall and
legendarily pompous figure, he was as famous for dropping other
people's names as he was for quoting himself. Although he and Boas
were mirror opposites in many ways, each was devoted to a practice
of science with calculated political effects. Shortly after assuming
his new position, Osborn informed Grant that he intended to make the
museum a "positive engine" for the "propagation of socially
desirable views," views that he made clear by finding Grant a
publisher for his book and by writing an appreciative preface that
raised its ravings to the height of his own professional esteem.
Boas reviewed "The Passing of the Great
Race" in The New Republic in January, 1917. He graciously began by
noting the debt that New Yorkers owed its author for his services to
the city's scientific institutions. It was only because the views
that Grant expressed were so dangerous, particularly in being
introduced by the great museum's eminent President Osborn, that the
reviewer regretfully felt compelled to expose the author's faulty
conception of heredity, his dogmatic assumptions, his lack of
evidence, his numerous inconsistencies, his substitution of
prejudice for conclusions, and his delusion of an aristocracy of
race. In support of his own positions, Boas cited his
immigration-commission findings of 1911, their confirmation by a
European émigré anthropologist in Washington, and--so fundamentally
alone was he still in America, after thirty years--the work of a
contemporary German scientist named Eugen Fischer. In the midst of
the Great War, Boas still hoped that German science might help
America out of its racial quagmire, a hope that was not as
far-fetched then as it seems now. He had visited his family in
Germany many times, and he was well aware that even the liberal
stronghold of anthropology had given way to Aryan hysteria. But he
had faith in the work of men like Fischer, who had earned his fame
with a book claiming that racial interbreeding promoted genetic
health--in 1913, a year when twenty-nine American states had laws
against interracial sex or marriage, and men like Grant and Osborn
appeared to control the science of the future.
The science was called eugenics. The link
between biology and authoritarian politics was set when, in 1883,
Sir Francis Galton founded a discipline "which deals with all
influences that improve the inborn qualifies of a race"; in 1910, he
outlined a notably British utopia called Kantsaywhere, in which
citizens obeyed strict laws of procreation while displaying a
permanently courteous disposition. Galton, a cousin of Darwin's, was
intent on undoing the damage that misguided societies had wrought in
allowing the survival (and reproduction) of the less than fit. His
doctrine spread quickly, initially finding as much support among
progressives as among reactionaries--George Bernard Shaw, H. G.
Wells, and even Winston Churchill were early believers--in England
and, very soon, in Germany. By 1912, however, when the First
International Congress of Eugenics took place, in London, only the
late-starting American contingent had converted theory into
practice: eight states--including New York, Connecticut, and
California--had passed laws authorizing sterilization for
epileptics, criminals, or the insane. Madison Grant was a fervent
champion of such laws; his book held out the promise of their
extension to "weaklings rather than defectives, and perhaps
ultimately to worthless racial types." The primary targets of the
American eugenicists were not, after all, in institutions; they were
in the city streets, outbreeding their masters and killing by their
crowding and filth, and more were arriving every day. And so the
Galton Society, established by Osborn and Grant in the American
Museum of Natural History in 1918, took the undoing of U.S.
immigration policy as its first command.
Meeting once a month in Osborn's office, the
society's members worked out racial interpretations of the recently
invented I.Q. tests--higher test scores among immigrants who had
been in the country longer were taken as proof of a flow of
increasingly stupid immigrants--and rehearsed their testimony for
the House Immigration and Naturalization Committee. In 1921, the
museum was host to the Second International Congress of Eugenics.
Osborn, in the opening address, made the challenge to Boas perfectly
clear: "We are engaged in a serious struggle to maintain our
historic republican institutions through barring the entrance of
those who are unfit to share the duties and responsibilities of our
well-founded government." Further, those now judged unfit would be
unfit forever, since it was a matter of scientific fact "that
education and environment do not fundamentally alter racial
values."
The battle was joined with forces far from
equal: one shabby classroom tucked into Columbia's journalism
building and a few scholars struggling for an unendowed department's
scanty funds (Osborn cheerfully referred to Boas's "comparatively
obscure and uninfluential position") against a rich and politically
seductive institution. Osborn, who disdained anthropology as "the
gossip of the natives," had early on authorized a few touches to
Boas's Northwest Coast Hall--the Haida canoe was filled with plaster
warriors, brooding totem poles were set against the pillars--and
then let it settle under dust. Now he contradicted everything it
stood for with his own Hall of the Age of Man, which was a fixture
of the museum until well after the Second World War. Featuring
fossils and casts and Maxfield Parrish-like murals of cavemen, the
hall presented a grandly orchestrated illustration of the
proposition that the human races had been created as separate
species, and ascended from dark beetle-browed brutes to the fair
artists and chieftains of the North. It was left to visitors to
locate their own place in the line.
By the early twenties, Boas seemed to be up
against the will of a nation. The newly revived Ku Klux Klan had
acquired an estimated four million members, and according to The
Saturday Evening Post there were two books on race and immigration
that "every American should read": Grant's "The Passing of the Great
Race" and his disciple Lothrop Stoddard's "The Rising Tide of
Color." Stoddard was neatly summarized by F. Scott Fitzgerald in
"The Great Gatsby" when thick-skulled Tom Buchanan harangues Daisy
and Nick from a book Tom calls "The Rise of the Coloured Empires, by
this man Goddard." As Tom explains, "The idea is if we don't look
out the white race will be--will be utterly submerged." And he adds,
in words that must have made the walls at Columbia weep, "It's all
scientific stuff; it's been proved."
In forty-one volumes published by the
immigration commission, the significance of Boas's head-study
findings was continually contradicted and easily lost. Boas
testified before the House committee, but so did Grant and Stoddard.
On April 3, 1924, Osborn published an article entitled "Lo, the Poor
Nordic!" on the editorial page of the Times, in which he quoted his
own remarks from the museum's eugenics congress and concluded with a
paean to the Nordic race--which he described as having migrated to
Italy just in time to become the ancestors of Raphael, Leonardo,
Dante, and Columbus. A letter of response from Boas appeared on
April 13th, under the heading "Serious Flaws Are Suspected in
Professor Osborn's Theories," in which he warned, with an almost
discernible tremor, "There is grave danger that on account of
Professor Osborn's position as President of the American Museum of
Natural History his words may be taken as expressing the final
conclusions of science." But the battle was over. The headline on
the front page that day read "IMMIGRATION BILL IS PASSED
INTACT."
A law passed only three years earlier had
reduced admissions to three per cent of every "nation" in the U.S.
population, based on the census of 1910. The new bill reduced that
figure to two per cent, and even this small number was limited to
nations already present in 1890, a date chosen to keep the most
despised immigrants out. The Johnson Immigration Bill--the
brainchild of Albert Johnson, a Washington State Republican and the
honorary president of the Eugenics Research Association--provoked a
bitter House debate, with cries of "wops" and "dagos" crossing with
charges of "un-American" discrimination. Although the demands of
labor and the weary postwar spirit of isolationism played their
roles in pushing the legislation through, much of the argument was
couched in biological terms. (One of the bill's chief opponents,
Representative Emanuel Celler, of New York, wrote to inform Boas
that he was considering bringing three skulls onto the House
floor--Nordic, Mediterranean, and Negro, indistinguishable from one
another--in an attempt to subvert "biased knowledge.") The bill
passed in the House by a vote of 326-71 and in the Senate by 62-6;
it was signed into law by President Coolidge with the words "America
must be kept American."
As a result, all immigration from Japan was
ended. (Chinese had been excluded since 1882.) Immigration from
Southern and Eastern Europe was reduced to a fraction of its former
level; Jewish immigration was cut nearly to zero, with no allowances
made for political refugees. No one then had a grimmer of the tragic
consequences that ensued just over a decade later, when the Nazi
government, taking American racial and sterilization laws as a
model, went beyond anything that Osborn or even Grant had
foreseen--although Stoddard rived to become a minion of Goebbels.
When the bill was passed, Osborn wrote to congratulate Johnson on
one of the most important steps "in the whole history of our
country." Boas was back in the Times before the end of the month,
under headlines reading "SCIENTISTS AT ODDS ON SUPERIOR RACE" and
"NORDIC CLAIMS DISMISSED." But he knew that he could no longer fight
alone.
"We used to argue vigorously as to whether
or not Jews had a 'chromosome' for social justice," Margaret Mead
recalled of evenings after her Barnard classes, when she and her
friends would make cardboard signs for an endless sequence of
meetings and liberal speakers. Mead had gone to Barnard as a
sophomore, in the fall of 1920, starved for "the life of the mind,"
and she discovered it most vividly during her senior year in the
classes of Franz Boas: the first teacher "who elicited my total
respect." At sixty-two, Boas extended warm paternal feelings toward
his students--the closest called him Papa Franz--but he was
nevertheless an intimidating figure: surgery for cancer had left him
with half of his sabre-scarred face paralyzed (Mead thought that
from the other side he still looked like a handsome young man) and
had made his heavily accented speech even more difficult to
understand. Yet he was lecturing constantly, writing streams of
articles, toiling for causes ranging from the N.A.A.C.P. to the
devastated postwar Berlin Philharmonic, and supervising a small
number of students in a series of carefully coordinated projects
that amounted to a comprehensive attack on the biologically fixated
status quo.
The first generation of Boasians had been
launched: Robert Lowie (whose book "Primitive Society" helped
convert the young Claude Lévi-Strauss to anthropology) and Alfred
Kroeber (whose social vision animated the novels of his daughter
Ursula Le Guin) had gone off to teach at Berkeley: They concentrated
on the preservation of American Indian cultures'--at Columbia, Boas
had adapted his hopes for a museum-funded "vanishing tribes" project
to the work of individual students--but the new generation had wider
prospects in mind. Melville Herskovits was determined to study
African culture despite prevailing wisdom that the subject didn't
exist. (He went on to found the first department of African studies
in America, at Northwestern University.) Ruth Benedict set out to
study Indian ethics. And to Mead, at twenty-three, Boas assigned the
youth-obsessed twenties' hot topic of adolescence. Mead accepted the
assignment but refused to work among the Western tribes, who had
been studied so often by then that every Indian family was reputed
to include an anthropologist. She insisted on going to the more
exclusive territory of the Samoan Islands, and the fact that this
geographic shift required no change in subject shows how deeply Boas
had become involved with a single overarching idea, embodied in the
question that he posed for Mead: "Are the disturbances which vex our
adolescents due to the nature of adolescence itself or to
civilization?"
Nature or nurture? Galton had lifted the
terms from Prospero's description of Caliban ("A devil, a born
devil, on whose nature/Nurture can never stick") and, like Prospero,
he came down hard on the side of biological destiny. His view gained
wide support when, at the turn of the century, the physical
mechanisms of heredity began to come to light, with the recognition
of Mendel's laws of dominant and recessive genes, and with the
shattering news that acquired traits cannot under any circumstances
be inherited; that is, our genetic material is sealed off from
everything we learn. This discovery was a catastrophe for liberals
who believed in the human capacity for development, and many
thinkers (including Freud) refused to accept it as final. Boas had
the wisdom not to attempt a refutation--there was, of course, no
science that would support such an attempt--yet his data about
immigrant children had opened minds to possibilities that less
"scientific" claims would not have inspired. The project he gave to
Mead had similar implications: the perturbations of puberty, like
cranial structure, were accepted as a biological absolute.
At the same time that Boas obtained a
stipend for Mead, he won Herskovits enough money to study
African-American physiognomy--more skulls--on the streets of New
York. By 1925, Harlem's population was verging on two hundred
thousand; the great migration from the South and the closing of the
gates to intruders from overseas made it possible at last for Boas
to fund a study of the "African physique," as Du Bois had requested
two decades before. In May, 1925, Mead, preparing for her trip,
agreed to sublet her Morningside Heights apartment to Herskovits. It
is a sign of how entangled the problems of the here and now were
with the group's exotic anthropological horizons that she had to
renege on the offer and extend frantic apologies upon learning that
her "race-discriminating tenement" did not rent to Jews.
While Mead was interrogating Samoan girls
about their sex lives, the newest member of Boas's brigade in New
York, Zora Neale Hurston, was learning to measure heads. Hurston had
enrolled at Barnard just after Mead left, in the fall of 1925, on a
scholarship she won by dazzling a school trustee at a dinner for
promising "New Negro" writers. Adept in the lyrical speech of her
all-black Florida home town, and gifted with a cajoling wit, Hurston
was strikingly qualified to make the "good collections of Negro
folklore, and particularly of Negro song," that Boas had long
wanted--not just the content but the nuances of style and meaning
that only an insider could catch. The task would require that
Hurston return to the South as soon as she finished her courses. In
the meantime, she made the ideal street-side researcher for
Herskovits's study of Negro physiognomies: who else, as her friend
Langston Hughes pointed out, would have had the nerve?
And so, for much of the summer of 1926,
Hurston stood on a Harlem street corner with a large pair of
calipers, asking passersby for permission to measure their skulls.
Although I.Q. tests had begun to replace head measurements as a
means of racial classification--and Boas was already studying bias
in the tests--the methods of physical anthropology had not changed.
Hurston's job was to measure families, and deduce the effects of the
new urban environment with mathematical precision. Although Boas's
files contain several letters from the laboratory that produced the
specialized measuring instruments--head-spanners, spreading and
sliding calipers, anthropometers, and something called a
Gleitzirkel--informing him of continual delays due to
"inconceivable, exasperating and very numerous difficulties" in
calibration, he betrayed no hint of concern. Either he believed in
the inevitable recurrence of the kind of changes he had found
sixteen years before or he knew--as most scientists involved with
measuring heads had always known--that numbers were produced by
theories, and not the other way around.
His own numbers had received an unexpected
scientific explanation, and from an emphatically unbiased source.
Writing in a German eugenics textbook, Boas's friendly colleague
Eugen Fischer--whom he had cited in opposing Madison
Grant--confirmed the findings of Boas's head study and, as a
physician, suggested fluctuations in the endocrine system as a
likely cause. Whatever his eugenical lapses, Fischer appeared to be
holding up the better side of German science--in 1922, a competing
German eugenics text featured a photograph of a bust of Grant--and
when, in 1927, he wrote of his appointment to run the new Kaiser
Wilhelm Institute for Anthropology, in Berlin, Boas welcomed an
international partner in the essential investigation of "the
influence of environment upon bodily form."
Heredity or culture? In the twenties, people
were discovering that they lived in a culture--movies, pop songs,
bestsellers--the way Molière's Bourgeois Gentilhomme discovered that
he had always been speaking prose. Negro culture? American culture?
It was the Great War, of course, that had shaken belief in a
monolithic European culture that had failed to avert the European
savagery. Although Boas argued for the recognition of plural
cultures, he suggested not that all human achievements were
equal--he was too imbued with Beethoven and Schiller--but that the
range of intelligence and virtue ran the gamut about equally in
every group. Thus each person can be judged only as an individual.
The challenge that remained was to demonstrate the power of culture
in shaping lives. It was nature versus nurture with the scales
reset: against our sealed-off genes, there was our accumulation of
collective knowledge; in place of inherited learning, there was the
social transmission of that knowledge from generation to generation.
"Culture" was experience raised to scientific status. And it
combined with biology to create mankind. Boas sent his students off
to learn how the delicate balance worked. And then Margaret Mead
came home and wrote a best-seller that turned American culture
upside down.
With an introduction by Boas and a cover
showing a bare-breasted girl rushing to a tryst with her lover
beneath tropical palms, "Coming of Age in Samoa," published in 1928,
was both an aphrodisiac and a call to arms. By ignoring Mead's
rather harsh criticism of the nonsexual aspects of island life ("A
low-grade moron," she wrote, "would not be hopelessly handicapped in
Samoa") and dwelling on her tales of teen-age girls choosing strings
of lovers with lighthearted ease, Americans conspired in the fantasy
of a society in which there was no adolescent angst, no unhappy
marriage, no jealousy, no Oedipus complex, and no emotional
suffering of any kind. The utopian aspects of Mead's book were as
gratefully seized on as the sex: if nurture could so conclusively
trump nature, then we, too, could be anything we wished--sexually
free, unneurotic, even happy--just by changing the cultural rules.
Mead confessed to her publisher that she had pushed speculation "to
the limit of permissibility," and critics have since claimed that
she pushed it well beyond, blaming Boas for teaching her--and, by
extension, millions of readers--to see human possibilities that are
not there.
Although Boas had not expected such extreme
results, Mead's utopia served as another welcome tool to persuade
people of human malleability. The eugenicists' immigration victory
had been followed, in 1927, by a triumph in the Supreme Court, when
Justice Oliver Wendell Holmes approved compulsory sterilization for
"unfit" citizens with the famous words "Three generations of
imbeciles are enough." (Like Mead's "low-grade moron," Holmes's
"imbeciles" derived from supposedly precise categories established
by the new I.Q. tests; that year, hospitals throughout the country
began to perform the operations.) Against such legal sanction,
Mead's case for culture seemed to amount to little more than paper
and ink, as did Boas's own attempt to reach a popular audience with
a book entitled "Anthropology and Modern Life" (1928), in which he
argued that culture--"the community of emotional life that rises
from our everyday habits"--was more significant than race or origin
in building a nation.
This marked the culmination of a lifetime of
arguments, and, at seventy, Boas was wearing down. Two of his
children had died in quick succession: musical Gertrud, of polio, in
1924, and Heinrich--sweet "Huckleberry Finn"-loving Henry--in a
railroad accident the following year. In 1929, Boas's wife, Marie
("Mama Franz" to his students), was hit by a car while he was at a
conference in Chicago, and died before he could get home. The
following Christmas, Boas returned to his Northwest Indian haunts,
writing to his son Ernst that he could not bear his empty house. He
spent summers in Germany; his sisters were alarmed by the number of
votes being cast for the Nazis, but he clearly thought that sense
would prevail. Was there less reason to have faith in Germany than
in America? Hitler had written admiringly of U.S. immigration policy
in "Mein Kampf," but the Germans had passed no national or racial
immigration restrictions; German eugenicists had gained government
approval only for a program of consensual sterilization. Who could
have been sure, as the thirties began, which of these economically
plummeting nations would go racially mad?
The Third International Congress of Eugenics
was held at the American Museum of Natural History in August, 1932.
Those curators who might have protested lacked either the power or
the will to do so. Henry Fairfield Osborn had been president for
twenty-four years, and under his aegis enormous treasures had
accumulated, in a physical area more than twice the museum's
original size: an ornate marble entrance in honor of Teddy Roosevelt
was being planned, and the new Hall of African Mammals, with its
central procession of elephants--a tour de force by the taxidermic
genius Carl Akeley--made as thrilling a spectacle as the
ever-beloved dinosaurs. In the midst of this edifying people's
palace, an exhibit related to the conference displayed photographs
of native Africans designed to reveal their "racial backwardness,"
posters listing U.S. anti-miscegenation laws, charts illustrating
the inheritability of antisocial behavior, and other eugenicist
toys.
Boas stayed in Germany all that summer. He
published a brochure based on a speech that he had given at his alma
mater in Kid, entitled "Race and Culture." In Berlin, he encouraged
his old friend Eugen Fischer to prepare a study of the "changes in
head index" of local descendants of East European Jews, presumably
to demonstrate their degree of assimilation. Back at home in the
fall, suffering from a weak heart, he carried out from his bedside
various battles for the rights of Canadian Indians and for the
Scottsboro Boys. He was too frail to go to meetings, or to keep
charge of the department at Columbia. Mead later wrote that these
might well have been his final months had it not been for Hitler's
assumption of power, in January, 1933, which roused a sense of anger
so tremendous that the old man rose from his bed and, as she put it,
"flung himself back into the world."
Even before 1933, Boas had recognized that
the Nazi movement was, as the historian Léon Poliakov has written,
"an episode in the history of anthropology," and that the way to
break its political grip was to refute its science. To this end, he
became a whirlwind of production: pamphlets distributed in the
German underground, a trip to confront Nazi representatives at a
Paris conference in 1937 (he was nearly eighty), a long series of
articles--and an even longer series of desperate letters seeking
employment for anyone, it seems, who could get out. He asked
Einstein to help an émigré dentist complete his training. (Einstein
sent a check.) Boas's sisters and their families managed to escape,
but when his old teacher from the Jewish school in Minden asked for
help there was nothing he could do; the quota was filled, he was
told, for a long time to come.
The ideas he was fighting were all too
familiar. One of the first pieces of Nazi legislation, passed in
June, 1933, was the Law for Prevention of Hereditarily Diseased
Offspring, a sterilization law virtually copied from the model that
a Galton Society member, Harry H. Laughlin, had drawn up while
serving as the House of Representatives' Expert Eugenics Agent. The
debt was acknowledged by proud eugenicists of both countries. By
now, though, the American movement was coming apart. Boas's students
were finally approaching a kind of critical mass, with "cultural
anthropologists" heading all the major university departments and
most professional organizations in the country. These were the
voices that newspapers quoted and that people wanted to hear, as the
Depression led many Americans to realize that poverty was not a
hereditary flaw and that anyone might fall to the bottom of the
heap. In 1931, Boas was elected president of the American
Association for the Advancement of Science; in 1932, Franklin Delano
Roosevelt won the Presidential election with a campaign based on
optimistic strength--the opposite of the doom-crying eugenicist
credo--and on concern for the country's "forgotten men."
Madison Grant, feeling the momentum ebb,
decided to write another book, and "The Conquest of a Continent,"
with an introduction by Osborn, was published by Scribners in 1933.
The publicity stated that Grant, like "Herr Hitler" in Germany,
offered important national solutions. Boas protested, again citing
the research of Eugen Fischer; but this time Grant was virtually
ignored. Foreign Affairs dismissed the book in four words: "Science
submerged by opinion." Ruth Benedict, in the Herald Tribune, called
it "a trifle ridiculous," and barely distinguishable from Nazi
propaganda--which is what it soon became. Public revulsion against
Nazi doctrine ultimately finished off the eugenics movement; in 1936
Boas appeared on the cover of Time, a national hero.
The only change in the German edition of
Grant's book, issued in 1937, was the inclusion of an introduction
by Eugen Fischer, in which he attacked "the Jewish anthropologist
and ethnologist, Franz Boas," and asserted that racial
characteristics were inalterable and "the sole determining basis of
history." Fischer turned out to be an excellent example of how the
human soul may change under pressure of a new environment. His early
liberal opinions caused Nazi officials to withhold Party membership
until 1940, but he proved his new loyalties in countless ways: as
head of the Kaiser Wilhelm Institute for Anthropology, which Boas
had welcomed two decades before, he directed "racial hygiene"
courses for S.S. doctors, provided expert testimony on life-or-death
issues of racial heritage, and oversaw experiments in genetic
pathology, focussing particularly on twins. On his retirement, in
1942, Boas's onetime hope for German science left the institute to
his handpicked successor, Otmar von Verschuer, and to Verschuer's
former graduate student Josef Mengele.
At a time when every theoretical barrier
between the barbarous and the civilized was collapsing--confirming
Boas's rejection of cultural hierarchies in a way that broke his
heart--New York was seeing fewer immigrants arrive than in any
period since the eighteen-thirties. The only expandable if
unofficial quota was for those exceptionally accomplished
individuals who were able to inspire heroic efforts of patronage,
paperwork, and endurance. The young anthropologist Claude
Lévi-Strauss met the Surrealist potentate André Breton on what
Lévi-Strauss called a "convict ship" (seven beds, hundreds of
desperate passengers) sailing to New York in the spring of 1941.
Lévi-Strauss--a rabbi's grandson who owed his American "invitation"
largely to Robert Lowie--was soon scouting Third Avenue antique
shops with Breton and Max Ernst (whose son had been sponsored in
America by Boas) in search of the "primitive art" prized by
anthropologists and Surrealists alike. But Boas was the first person
Lévi-Strauss wanted to meet in America, and before long he was part
of the Columbia circle as well. The first exercise in the
comparative method of French Structuralism was Lévi-Strauss's
probing of the correspondences between his groups of friends--the
masks, the myths, the roots of language--and its first manifestation
the articles he began to publish in New York. The movement really
ought to have been called Manhattan Structuralism.
When Lévi-Strauss made his way to the
Northwest Coast Hall at the American Museum of Natural History, it
had heard hardly a footstep in decades. The whole museum had lost
its lustre: money for expeditions had long ago dried up, and after
Osborn's retirement, in 1933--he died in 1935, after a blissful tour
through Nazi Germany--the place seemed adrift. But for Lévi-Strauss
the hall was a sleeping kingdom, waiting to be reclaimed. "There is
in New York a magic place where all the dreams of childhood hold a
rendezvous, where century old tree trunks sing or speak," he wrote
in the Gazette des Beaux-Arts in 1943. He compared the hall's totem
poles to the pillars of a temple in a poem by Baudelaire; the
disquieting masks evoked Chartres, mixed with Halloween. Beyond
aesthetics, Lévi-Strauss was moved to write of the "carnal bond" he
felt with the work of these people, whose numbers were so small in
relation to their achievements, and of their tragic near-extinction.
The unspoken entanglements of the modern anthropologist have never
seemed more poignant. Lévi-Strauss soon settled down to write a
book--his first major work--about "kinship structure" in cultures
ranging from the Kwakiutl to the Chinese, even as his own kinship
ties kept him in racial exile, and his own culture was annihilating
the people who truly shared his carnal bond.
On a freezing day in December, 1942, Boas,
aged eighty-four, hosted a luncheon at the Columbia Faculty Club for
the French anthropologist Paul Rivet, an old friend whose
anti-Fascist activities had forced him to flee Paris just ahead of
arrest. Lévi-Strauss, who sat beside Boas, described him arriving
wearing a fur hat that looked as though it dated from his time with
the Eskimos, sixty years before. There was wine, and talk of earlier
days and of the war. Boas had reportedly just uttered the words "I
have a new theory about race" when he suffered a heart attack and
toppled backward in his chair. It was Lévi-Strauss who bent to lift
him up, making for a nearly winged allegory of intellectual
transference. Rivet, a former military doctor, pronounced the old
man dead.
Boas died without knowing how the war would
end, or what would become of the country that won its magnificent
victory with an Army still segregated by race. "It is an arduous
work that is before you," he had warned Du Bois's students at
Atlanta University in 1906. "Do not let your path deviate from the
quiet and steadfast insistence on full opportunities for your
powers." Nearly half a century later, when the Supreme Court, in the
case of Brown v. Board of Education, unanimously overrode its
"separate but equal" decision and ordered the racial integration of
public schools, Boas's ideas were fully present in the courtroom.
Thurgood Marshall's winning argument for the N.A.A.C.P. relied on
testimony about the effects of segregation on Negro children by the
sociologist Kenneth B. Clark, who had trained with Boas at Columbia.
Chief Justice Warren's decision cited Gunnar Myrdal's comprehensive
1944 volume "An American Dilemma," which derived its account of
racial history from studies that Myrdal had commissioned from
Melville Herskovits, Ashley Montagu--doctorate from Boas, 1937--and
other Boas disciples. Precise credit for the historic reversal was
assigned by angry segregationists, who decried the overpowering
influence of "the Boas cult" and claimed that "the ghost of Boas"
had served as a powerful tenth justice on the Court.
In New York City, straight through the
nineteen-fifties, schoolchildren packed off on trips to the American
Museum of Natural History were shown displays of "human races by
linear arrays running from apes to whites," as Stephen Jay
Gould--who was one of those children--recalled. But change was
coming even to the House of Osborn, under curators like William K.
Gregory, Margaret Mead, and, finally, Gould himself, who was seduced
by the dinosaurs of Central Park West into becoming a
paleontologist, and who, as Honorary Curator of Paleontology,
demonstrated that punctilious Darwinian science was fully compatible
with Boasian ethics.
The museum's dark old days have been erased.
Osborn is now remembered more for introducing the nation to the T.
rex than for his racial politics. Madison Grant is memorialized in a
display of Alaskan caribou that bear his name--Rangifer arcticus
granti--but hardly anyone knows anymore who he was. (A scrupulous
dissertation by Jonathan Peter Spiro awaits a publisher. Boas,
although lacking a full biography, has been studied by many superb
scholars, among them George W. Stocking, Jr., Douglas Cole, Ira
Jacknis, Julia E. Liss, Lee D. Baker, and Aldona Jonaitis.) Sixty
years after Boas's death, the museum is so much his institution,
ethically speaking, and so fully reflects the city that has grown
around it, ethnically speaking, that its current curator of
anthropology, David Thomas, was the first to publicly express shock
and pain when the Times revealed, in October, 2002, that Boas's
foundational 1911 head-study findings had been declared erroneous,
and that Boas stood accused of shading his data to achieve the
desired results.
It was hardly the first such allegation.
This time, two anthropologists restudying Boas's records--more than
five hundred pages of figures, which he published in 1928--announced
that the effects of the new environment were "insignificant" and the
differences between the children of immigrants born in America and
those born in Europe "negligible in comparison to the
differentiation between ethnic groups." Boas himself had noted the
smallness of the changes observed; the shock at the time was that
there was any change at all. Seizing on the charges, Boas's
traditional political opponents were merrily issuing cries of
"scientific fraud" when, in 2003, another group of anthropologists
restudying the data refuted the indictment, announcing that "on the
whole, Boas got it right" about the transforming effects of
environment on biology. Nearly a century after Boas's original
study, the contesting experts are still arguing about head shape and
its implications for the human ability to grow beyond categorically
fixed--racially, ethnically fixed--limits. Boas was uncontestably
right, however, about the social and cultural potential of the human
beings he studied, an explosive potential for which his
millimetre-thin findings served as a sign and a promise, and which
his life's work helped to fulfill. American society has been reaping
the benefits for decades. So let them argue. Let the anthropologists
argue, let the politicians argue, let even the bigots argue. It's a
free country--in part, thanks to Boas. Thanks to him, even if the
heads did not change in a significant way, the world did.
PHOTO (BLACK & WHITE): Franz Boas
(above), posing for an exhibit on the Kwakiutl tribe, in 1895. A
Kwakiutl chief (left) at a feast organized by Boas on an expedition
to British Columbia in 1894.
PHOTO (BLACK & WHITE): Boas's students
Zora Neale Hurston, who measured skulls in Harlem, and Margaret
Mead, with two Samoan girls; Claude Lévi-Strauss, who sought Boas
out in America.
PHOTO (BLACK & WHITE): "Where'd you get
that?"
PHOTO (BLACK & WHITE): "I've got some
skills--I'm just not sure they add up to a 'set.'"
PHOTO (BLACK & WHITE)
PHOTO (BLACK & WHITE)
PHOTO (BLACK & WHITE)
PHOTO (BLACK & WHITE)
PHOTO (BLACK & WHITE)
PHOTO (BLACK & WHITE)
PHOTO (BLACK & WHITE)
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By Claudia Roth Pierpont |